Adviser IQ is FCA Consumer Duty compliance software for UK mortgage and protection brokers: AML, suitability, vulnerability, file review, and T&C, all automated, all audit-trailed, all Consumer Duty aligned.
PEP, sanctions, source-of-funds screening at client creation. Ongoing monitoring quarterly.
Every letter checked for completeness, readability, and Consumer Duty alignment before sending.
AI-detected vulnerability signals prompt structured review. All four domains tracked.
Risk-weighted sampling. New advisers 100%, experienced sampled. Findings tracked to remediation.
Observations, KPIs, development actions, all logged against each adviser.
AML 12-month refresh, annual F&P reviews, CPD deadlines, all scheduled and tracked.
Every compliance check, every decision, every remediation logged immutably.
Registers maintained automatically. FCA reportability flagged. Response timers enforced.
Every case generates Consumer Duty evidence as a by-product of the workflow.
New client added. Adviser IQ runs PEP screening, sanctions check, geographic risk, source-of-funds assessment. Risk score calculated. Enhanced due diligence triggered if high.
Didit for KYC, AML and identity verification. CRM data for every check. Audit vault for every decision.
Book a 60-minute personalised demo. We'll show the feature against your workflow.